The Role Responsibilities
Strategy
Determine Strategic Solutions / Proposals – focusing on long term efficiency, risk reduction and regulatory compliance
Business
Regulatory Transaction reporting (EMIR, Dodd Frank/CFTC, SEC)
Processes
Perform in-depth analysis around key requirements of the project and regulatory changes (CFTC/SEC/EMIR Transaction Reporting).
Defining and establishing the golden source for each data attribute required for reporting.
Working across asset classes FX, Rates, Credit and Commodities
Articulate the Scope / requirements in standard documents/process flow diagrams/use case diagrams etc to secure signoff from stakeholders.
Participation in industry forums / calls and interpretation of new regulations or changes to existing regulations.
Facilitates Business process improvement via the methodical investigation, analysis, review and documentation of functional business specifications
Co-ordinate and manage the delivery of the project across FMO, IT and relevant FO teams
Provide solutions as well as produce a clear-cut functional specification for development team.
Use appropriate tools like JIRA, WIKI etc to ensure that Functional Specifications are split and managed with development team in terms of clarity and implementation.
People & Talent
Conduct meetings and relevant discussions to engage stakeholders in the right perspective and take the task to closure.
Manage relationships with key stakeholders both internal (Legal, Compliance, other tech teams, Transaction Reporting teams) and external (DTCC, Industry calls, Regulators etc).
Pro-actively engage, manage & build relationships with both technology (including vendors) & business stakeholders.
Support the test team & business users during the testing phase by making design calls & assisting in issue analysis & resolution
Support the transition to the production support team.
Risk Management
Identify risks & issues and communicate them to the relevant people in a timely manner – assist with proposing & planning mitigating steps
Maintain a culture of risk awareness and proactive resolution.
Regulatory & Business Conduct
Display exemplary conduct and live by the Group’s Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Lead the team to achieve the outcomes set out in the Bank’s Conduct Principles. Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Our Ideal Candidate
6+ years of experience in a financial institution
Strong knowledge of MAS,HKMA,CFTC, EMIR Transaction reporting rules and regulation.
Strong in Application Design and solutioning
Strong knowledge on OTC derivatives including trade lifecycle
Strong in Application Design and solutioning
Working experience in Agile
Role Specific Technical Competencies
Regulatory Transaction reporting (EMIR, Dodd Frank/CFTC, SEC)
OTC products Knowledge ( Rates, Commodity, FX, Credit, Equity asset classes)
Experience of global regulations and regulatory environment
Trade lifecycle aligned to industry best practice
Excellent communication skills, both written and verbal
Ability to thrive in a fast paced and challenging environment
Working Experience in Agile environment
Problem solving and analytical skills
About Standard Chartered
We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents. And we can't wait to see the talents you can bring us.
Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion. Together we:
Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do
Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well
Be better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term
In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.
Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations
Time-off including annual, parental/maternity (20 weeks), sabbatical (12 weeks maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum
Flexible working options based around home and office locations, with flexible working patterns
Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits
A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning
Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.
Recruitment assessments - some of our roles use assessments to help us understand how suitable you are for the role you've applied to. If you are invited to take an assessment, this is great news. It means your application has progressed to an important stage of our recruitment process.